Advarsler fra andre tilsynsmyndigheder 2015

Finanstilsynet har normalt ikke kendskab til, om selskaberne i advarslerne har aktiviteter i Danmark.
Advarslerne offentliggøres via databasen fra The International Organization of Securities Commissions (IOSCO).

Se arkiv over advarsler fra tidligere år i menuen til højre.

Tabellen herunder viser dato for advarsel, navnet på selskabet der advares imod, samt hvilket land tilsynsmyndigheden kommer fra.

Advarsler fra tilsynsmyndigheder i EU/EØS-lande i 2015

Dato

Selskab

Land

29.12.2015 Lyxor Ltd. Slovenien
29.12.2015  GCM Marketing Ltd. Slovenien
29.12.2015  Global Marketing Solutions d.o.o. Slovenien
28.12.2015  Ifx4u Ltd Italien
28.12.2015 Oklycapital Limited Italien
28.12.2015 Dgx System Ltd and Crlink Limited Italien
28.12.2015 Profitier Limited Italien
28.12.2015 Marketier Holdings Ltd Italien
23.12.2015  BRIDGEWATER ASSET MANAGEMENT England
21.12.2015 Peterson Group England
18.12.2015 Fabbeck Bank plc Luxembourg
16.12.2015 Melbinger Leopold & Partners (clone of EEA authorised firm) England
15.12.2015 Dirk Swinnen/ DS Trading (clone of EEA authorised firm) England
15.12.2015 Capital Trade House Luxembourg
14.12.2015  JJ BAUER ASSET MANAGEMENT (Clone of EEA Authorised Firm) England 
10.12.2015 EQMC Europe Development Capital Fund (clone of EEA authorised firm) England
10.12.2015 Airsoft Cypern
09.12.2015  Summit Capital Management Italy
08.12.2015 Standard Chartered Mutual Services England
30.11.2015 DE URRUTIA GROUP HOLDING Spanien
27.11.2015 Hans Bernauer / HB Trading (clone of EEA authorised firm) England
24.11.2015 Brooks and Fisher Associates England
24.11.2015  INRIS UCITS Fund PLC (Clone of a FCA Schedule 5 Firm) England
23.11.2015 Motoyagi and Associates (Japan) Irland
23.11.2015 Carter Flanagan Limited / Carter Flanagan Private Asset Management England
20.11.2015 RK Trading / Roland Kemeny (clone of EEA Authorised Firm) England
19.11.2015 Guardian Asset Management England 
18.11.2015 China Emerald Consulting (China and Hong Kong) Irland 
17.11.2015 Labanna Capital Management Slovenien
16.11.2015 Aztec Group (clone of authorised firm) Sverige
13.11.2015 Capstone Securities Irland
13.11.2015 Whitaker Corporate Partners England
12.11.2015 www.noeruscapital.com - SIDEN EKSISTERER IKKE Cypern
09.11.2015  www.bulletinvestment.com  - SIDEN EKSISTERER IKKE Cypern
05.11.2015 Tenjin & Associate England
05.11.2015 Thungen Financial Sverige
05.11.2015 Norikura Global Sverige
03.11.2015 Aldrich Limited Mergers & Acquisitions England
30.10.2015 Brixton Business Consultants England
27.10.2015 Higashi and Partners England
27.10.2015 Langford Consulting England
22.10.2015 Strategic Asset Management Limited (Ireland) Irland
16.10.2015 Whitaker Corporate Partners (USA) Irland
15.10.2015 TRM GROUP England
15.10.2015 Oak Tree Finance / Oak Tree Financials England
15.10.2015  INTERACTIVE LTD. (former Interactive Brokerage Ltd. and Global Markets Ltd.) Ungarn
13.10.2015 Chester Harris & Co Inc. England
12.10.2015 Adams & Taylor Group Ltd England
12.10.2015 ‘FXi (Cyprus) Ltd’ (http://tradefxi.com) Cypern
12.10.2015 MCMILLAN CONSULTING GROUP England
09.10.2015  Belmont Capital New York/ Belmont Capital Holdings England
08.10.2015  Perkins Consultancy Group England 
05.10.2015 Campbell & Partners Ltd England
05.10.2015 Hedges Capital Group England
05.10.2015  Option500 (www.option500.com) Cypern
02.10.2015 Kenmar Securities/ Kenmar Securities LP England
01.10.2015 Axis Capital Group England
30.09.2015 AT Brokers (clone of EEA authorised firm) England 
29.09.2015 Temple Crown International England
28.09.2015 LOCAL INVEST PARTNER, B.V. Spanien
28.09.2015 GTOPTIONS.com Spanien 
28.09.2015 B4OPTION.com Spanien
28.09.2015 United Tax Consulting Limited Sverige
28.09.2015 The Law Office of John S Martin Sverige
23.09.2015 Baxter Capital Ventures Management Sverige
23.09.2015 Insight Trading Group Sverige
23.09.2015 Dumont Private Equity Sverige
17.09.2015 Pilpel Capital LTD Cypern
14.09.2015 Baker Finch Partnership England 
14.09.2015 Cooper & Brown Associates England
14.09.2015  Foster Dunn & Associates England
14.09.2015 Jefferson Philips England
09.09.2015 Fundsaver Services Ltd (www.ubroker.com, www.500option.com, www.everyoption.com) Cypern
08.09.2015 Lau Global Services Corp Cypern
07.09.2015 Global Markets Ltd (now, Interactive Company Ltd) Spanien
01.09.2015 Nicolas Adamides / NA Trading (clone of EEA authorised firm) England
01.09.2015 JC Sterling & Roth England
31.08.2015 Broker Capital (Belize) Spanien
31.08.2015  Broker Group/Broker Capital Spanien
25.08.2015 Tilney Asset Management (clone of FCA authorised firm) England
24.08.2015 Credence Financial Earnings Ltd / Credence Trade (clone of FCA authorised firm) England
24.08.2015 Henderson Global Trading England
21.08.2015  Castlerigg UCITS Fund PLC (Clone of a FCA Authorised Firm) England 
12.08.2015 MG Wealth Advisors Norge
11.08.2015 FXLider Slovenien
11.08.2015 Discretionary Unit Fund Managers (Clone of FCA Authorised Firm) England
10.08.2015 PRIME FMS. Spanien
29.07.2015 Nakamura Corporation England
24.07.2015 Citigroup Investment/Citigroup Implementation Services Limited England 
23.07.2015 DW Trading (clone of EEA authorised firm) England 
23.07.2015 Alpha Capital Ltd (Clone of FCA authorised firm) England
20.07.2015 NORAPAL, S.L. Spanien
20.07.2015 MAXOW CAPITAL, LTD. Spanien
20.07.2015 http://financialbinary.com/es Spanien
17.07.2015 AXN Trading Ltd England
17.07.2015 UBS Wealth Management/ UBS Global Wealth Management (clone of FCA authorised firm) England
16.07.2015 Ashoka Capital Markets Luxembourg
06.07.2015 ALTR Alternative Fund Managers (clone of EEA authorised firm) England
03.07.2015 International Asset Management Group LTD/IAM Group England
02.07.2015  Thomas Loppacher (Cloning FCA EEA Authorised Firm’s Name) England
02.07.2015 Tradersking Ltd Cypern
29.06.2015 China Merchants International Corporation England
29.06.2015  Robinson Securities LLC England
25.06.2015 West Financial / West Financial Advisory House England
24.06.2015 Professional Investment Consultants (clone of EEA authorised firm) England
23.06.2015 Luma Group Norge
23.06.2015 Vanguard Asset Management / Vanguard Direct (clone of FCA authorised firm) England
23.06.2015 Wire Prepay  Malta
22.06.2015 JD BUSINESS CAPITAL Spanien
22.06.2015  NEW YORK SECURITIES BANK (NYSB)/NYSB FUNDS Spanien
18.06.2015  Akasaka Acquisition Group England
15.06.2015 NEWSFINANCE SERVICIOS DE INFORMACIÓN, S.L. Spanien
15.06.2015 EAR SERVICIOS DE INFORMACIÓN, S.L. Spanien
15.06.2015 BULL POSITION INFORMATION SPAIN, S.L. Spanien
15.06.2015  Garnier Global Finance England
15.06.2015 Helmut Studer (clone of EEA Authorised Firm) England
10.06.2015 WB-Invest GmbH Holland
08.06.2015 VITAL MARKETS SOLUTIONS LIMITED (VITAL MARKETS) Spanien
08.06.2015 VITAL MARKET SOLUCIONES FINANCIERAS S.L. Spanien
08.06.2015 RICHMOND STOCK BI SPAIN, S.L. Spanien
03.06.2015 HRISTO IVANOV EOOD Bulgarien
03.06.2015 FINANCIAL CONSULT EOOD & BROKERAGE Bulgarien
02.06.2015 Robinson Securities LLC Irland
28.05.2015 Axis Investment Group Belgien
28.05.2015 Geyser Bank company Belgien
28.05.2015 Experia Management Group Belgien
22.05.2015 Industrial and Commercial Bank of China (clone of FCA authorised firm) England
22.05.2015 Wattford Capital Partners England
18.05.2015 USFIA Inc. Spanien
07.05.2015 GFS Securities Ltd Malta
07.05.2015  Bank Invest Capital Ltd Malta
28.04.2015 Axel Neumann (clone of EEA Authorised Firm) England 
28.04.2015 Maple Securities (UK) Limited and Maple Securities (clone of FCA
authorised firm)
England
28.04.2015 UBS Global Asset Management Funds Ltd (Imitating FCA Authorised firm’s name) England
23.04.2015 Shields Corporate Partners England
20.04.2015 NOTICIAS ECONÓMICAS Y FINANCIERAS SIGLO XXI, S.L. Spanien 
20.04.2015 JOSÉ JAVIER SÁNCHEZ PÉREZ Spanien
20.04.2015 IGETMANIA Spanien
20.04.2015 DIGITAL BET SERVICES SPAIN, S.L. Spanien
20.04.2015 Atticus Holdings International England
17.04.2015 Komaki Group Norge
17.04.2015 Keeley Consulting Norge
17.04.2015 Earnest & Medwell International Norge
15.04.2015 Sparrow Capital Partners (clone of FCA authorised firm) England 
15.04.2015 TAX STRATEGIES Spanien
15.04.2015 STOCK MANAGER WORLDWIDE IB, S.L. Spanien
15.04.2015 RUNSHINE INVESMENT SERVICES EUROPE S.L. Spanien
15.04.2015 ASTON MARKETS (ASTON FOREX) Spanien
09.04.2015 Investec Asset Management Limited (clone of FCA authorised firm) England
09.04.2015 GREY CORPORATE PARTNERS England 
07.04.2015 ALPHA BROKING LTD Bulgarien
02.04.2015 Oakwood Financial Services Limited Inc England
31.03.2015 Christian Muhr Investment Research (clone of EEA authorised firm) England
31.03.2015 Cooper Brennan England
30.03.2015 TRADE MARKET OPTIONS, S.L. Spanien
30.03.2015 SISMA CAPITAL GROUP Spanien
30.03.2015 REDWOOD FINANCES S.L. Spanien
27.03.2015 Urs Vogt (clone of an EEA Authorised individual) England
26.03.2015 UBS (clone of FCA authorised firm) England
24.03.2015 Forex investments Frankrig
23.03.2015 CarbEx England
23.03.2015 Copper and Partners England
20.03.2015 Equerry Investment Management England
20.03.2015 Whitfield International Consulting Group England
19.03.2015 Wakefield Securities Limited and Shields Corporate Partners Irland
18.03.2015 Eagle & West Ltd England
18.03.2015 Wakefield Securities Limited England
18.03.2015 FX GLOBAL MARKETS (FXGM) LTD Spanien
18.03.2015 ECONOMISTS & LAWYERS Spanien
16.03.2015 RECOVERY ROOMS Belgien
16.03.2015 Verbatim Asset Management PLC (clone of FCA authorised firm) England
13.03.2015 KUCHER PARTNERS, LLC England
12.03.2015 Fife Hamilton Associates Belgien
12.03.2015 European Commodities Commission Belgien
12.03.2015 Evanson Asset Management Norge
12.03.2015 TD Options Limited Cypern
11.03.2015 Chartis Mutual Group England
11.03.2015 Peritus Capital Inc. Holland
06.03.2015 General Business Capital AG Østrig
06.03.2015 Green Oak Financial (Clone of FCA authorised firm) England 
03.03.2015 CMI Asset Management (Clone of an Authorised Schedule 5 Firm) England
27.02.2015 Hawk Trade Belgien
27.02.2015 Saito Mergers & Acquisitions Belgien
27.02.2015 White-Miller Associates Belgien
27.02.2015 Global Strategy Capital Markets Ltd Belgien
25.02.2015 Verrazzano Capital/ Verrazzano UK (Clone of an Authorised Schedule 5
Firm)
England
25.02.2015 Janibank Investment Ltd Cypern
23.02.2015 KD Markets.com Ltd. Spanien
23.02.2015 IBERIA EQUITY RESEARCH, S.L. Spanien
20.02.2015  Josef Lang Capital Management (clone of EEA authorised firm) England
19.02.2015 Schwarz & Stien Partners Norge
19.02.2015 TALANTO CAPITAL MARKETS (CYPRUS) Cypern
19.02.2015 BC Financial Advisors England
17.02.2015 INTERACTIVE BROKERAGE LTD (former GLOBAL MARKETS LTD) Bulgarien
13.02.2015 EMIRATES PACIFIC GROUP Frankrig
13.02.2015 SILVER PHOENIX INVESTMENTS Frankrig
11.02.2015 Douglas Cooper Associates England 
06.02.2015 LF-Trust Europe Luxembourg
05.02.2015  GET EASY Frankrig
27.01.2015 Avante Corp LLC England
27.01.2015 GLOBAL MARKETS OOD Grækenland
27.01.2015 Thomas Capital Partners England
26.01.2015 SOUTH PACIFIC CAPITAL SINGLE MEMBER P.C Grækenland
26.01.2015 SIMPLE TRADING CORPORATION LIMITED Spanien
26.01.2015 FXGL CAPITAL Spanien
26.01.2015  Harper & Reed Consultants England 
22.01.2015 Wagner Capital Management Group (USA) Irland
21.01.2015 iGetMania Luxembourg
20.01.2015 Harrison Stones Limited  England 
15.01.2015 Select Capital Ventures SA England
15.01.2015 Wakamy Libman and Associates England
14.01.2015 CO&H Ltd Frankrig
14.01.2015 Charlton Fitzgerald England
14.01.2015 Shimbashi & Partners England
12.01.2015 BlackRock Wealth Partners / BlackRock Wealth / BlackRock Wealth Group / BlackRock-Wealth SA (clone) England 
09.01.2015 Laxmi Groups International Luxembourg
09.01.2015 Benson BPO LLC England
08.01.2015 Wheeler Consultancy Ltd England 
06.01.2015 Harver Group Norge
06.01.2015 DB Yates & Associates England
05.01.2015 GMT MARKETS  Spanien
05.01.2015 Wagner Capital Management Group England
02.01.2015 Hong Kong Investment Corporation England