2014

Finanstilsynet har normalt ikke kendskab til, om selskaberne i advarslerne har aktiviteter i Danmark.
Advarslerne offentliggøres via databasen fra The International Organization of Securities Commissions (IOSCO).

Se arkiv over advarsler fra tidligere år i menuen til højre.

Tabellen herunder viser dato for advarsel, navnet på selskabet der advares imod, samt hvilket land tilsynsmyndigheden kommer fra.

Advarsler fra tilsynsmyndigheder i EU/EØS-lande i 2014

Dato

Selskab

Land

31.12.2014  SpotFN Østrig
31.12.2014 WADE AND WILEY CONSULTANCY England
31.12.2014 Simon Gray & Associates England
30.12.2014 STANLEY HUDSON England
29.12.2014 STOCKS MARKETS CONSULTING, S.L. Spanien
29.12.2014 INVERBIT BINARY OPTIONS, S.L. Spanien 
29.12.2014 Claims and Compensation Management Limited England
23.12.2014 Cavendish Investor Wealth Management England
23.12.2014  Anglo China Securities England 
19.12.2014 Keystone Corporate Group England
19.12.2014 Canary Wharf Group England
19.12.2014 Charlton Fitzgerald England
19.12.2014 Parkbrook Incorporated (Clone of a FINRA Registered Firm) England
16.12.2014 BOGUS E-MAILS Spanien
16.12.2014 Balmoral International Group (website: balmoralinternationalgroup.net - SIDEN EKSISTERER IKKE) Luxembourg
16.12.2014 Artemis Fund Managers (clone of FCA authorised firm) England
15.12.2014 Vantage Holdings Group Limited (Hong Kong) Irland
12.12.2014

Apollo Multi Asset Management LLP (clone of FCA authorised firm)

England
11.12.2014 Excel Management Belgien
11.12.2014 Moss Securities Belgien
11.12.2014 Euro Asia Invest Belgien
11.12.2014 Burton Financial Planners Belgien
11.12.2014 Gemsasia Investments Corporation Belgien 
11.12.2014 United Global Trading Belgien
11.12.2014 CDH Investments Belgien
11.12.2014 Green Seed Capital Belgien 
11.12.2014 ACA Group Limited (Hong Kong) Irland
11.12.2014 Jeffrey Brothers Capital Norge
08.12.2014  Ftradition LTD Holland
04.12.2014 Windlow Group England
04.12.2014 West Capital Partners Inc England 
03.12.2014 Hoya Partners England
02.12.2014 AMG-Clients S.A. Luxembourg
28.11.2014  Capital Mergers & Acquisitions (Japan) Irland
27.11.2014  Ingledew Trading England
26.11.2014 CC Wealth Ltd Holland
26.11.2014 Trading London Investment Holland
26.11.2014 Q Asia Pacific Ltd Holland
25.11.2014  Aegis Acquisition Corporation England
25.11.2014 Castlewood Corporate Partners England
24.11.2014  MILLARD EQUITY, S.A. Spanien
24.11.2014 Miyako Mergers & Acquisitions (Japan) Irland
24.11.2014 Phoenix Financial Services (USA) Irland
20.11.2014 ASSETS CREDIT UNION  Belgien
19.11.2014 TELETRADE BULGARIA EOOD Bulgarien
17.11.2014 Zenith Capital Ventures (Hong Kong) Irland
14.11.2014 Crown Group Funds UCITS Plc (Clone of a FCA registered firm) England
13.11.2014  Aberdeen Trust  England
10.11.2014 Kingsley Asset Management (clone of FCA authorised firm) England
07.11.2014 BlackRock Wealth Partners / BlackRock Wealth / BlackRock Wealth Group / BlackRock-Wealth SA (clone of FCA authorised firm) England
07.11.2014 TAITO SECURITIES GROUP England 
03.11.2014 Pritchard Stockbrokers Limited (clone of FCA authorised firm) England
27.10.2014 Asian Direct Capital Management England
27.10.2014 LiveFx Trader Cypern
27.10.2014 CROWN CAPITAL MANAGEMENT England
24.10.2014  Burton Capital Partners England
23.10.2014 TRADERXP (TRADERXP LTD) Bulgarien 
22.10.2014 Norvell Associates Norge
22.10.2014 Granada Capital Norge
22.10.2014 Houlihan Lokey (clone of FCA authorised firm)  England
21.10.2014 Schwarz Oliver Thomas England
20.10.2014  CAC Invest Frankrig
20.10.2014 Gilmoore Financial Inc England 
17.10.2014 AVA Capital Management England
17.10.2014 Red Level Enterprises Limited (clone of FCA authorised firm) England
16.10.2014 Smith and Jacobs England
16.10.2014 International Mergers and Acquisitions Board of Japan England 
09.10.2014 GEN Equities Irland
08.10.2014 Nippori Group Sverige
06.10.2014 MTR GLOBAL England
06.10.2014 FOREX MMCIS Group Malta
03.10.2014 Pareto Securities (Clone of FCA authorised firm) England
03.10.2014 LARNACA FINANS LTD Cypern
03.10.2014 Kiyose Mergers England
03.10.2014 Boyd Clark Resource Capital Solutions Sverige
03.10.2014  Vantage Holdings Group Ltd Sverige
01.10.2014  ALLIANCE PRIVATE EQUITY LLP England
30.09.2014 Aura Mergers & Acquisitions Sverige 
30.09.2014 Robinson Capital Partners England
29.09.2014 DuPont Financial/DuPont FX/DP Global Services Ltd (clone of authorised firm) Sverige
29.09.2014 International Capital Markets Holland
26.09.2014 AEGEAN TOURISTIC REAL ESTATE R.E.I.C. Grækenland
26.09.2014 G-Reic ENERGY REAL ESTATE R.E.I.C. Grækenland
26.09.2014 Vantage Point LLC England
26.09.2014 Luxembourg Futures Commodities Options Trading Authority Luxembourg
24.09.2014 Harrison & Bradley Financial Group Sverige
24.09.2014 DEAN FOSTER ASSOCIATES England
23.09.2014 WB Global Strategic Asset Management England
23.09.2014 RT Owens & Associates, LLC England
22.09.2014 Brooke Point Limited / Broke Point Limited England 
19.09.2014 Euroasian Rail Skyway Systems Ltd Litauen
19.09.2014 Martin Kessler (clone of EEA authorised firm) England
19.09.2014 Hirsche Private Asset Management Ltd England
18.09.2014 Watts Corporate Services LLC England 
17.09.2014  GRIFFIN ADVISORS LIMITED England 
17.09.2014 HUDSON COE & ASSOCIATES, LLC. England
16.09.2014 Commodities Links England
15.09.2014 GE Shaw Management Group England
15.09.2014  Brookmore Partners England 
15.09.2014 Drummonds Initiatives England
12.09.2014 Smith and Stanley Corporate Consultants England
12.09.2014 Brookmore Partners England
12.09.2014 S.C. BINARY FLOOR ONLINE LTD Cypern
10.09.2014 Springer Asset Management England
10.09.2014 Carrington Group LLC England
10.09.2014 Jacob Johnson Consultancy England
08.09.2014 Green Seed Capital Holland
08.09.2014 Goldman Shaks (PVT) Ltd England
02.09.2014 James Doyle Luxembourg
02.09.2014 Marcus KPO Services LLC England
02.09.2014 Mitsubishi UFJ Financial Group Inc (Clone of FCA Authorised Firm’s Holding Company) England
02.09.2014 Stratford Private Equity PLC Sverige
01.09.2014 Parley Acquisition Group Sverige
29.08.2014 Myers and Baker Associates Sverige
28.08.2014 Mitsubishi UFJ Financial Group Inc (Clone of FCA Registered Firm) England
28.08.2014 Walters Capital Group England
28.08.2014  RSM & RB Finance AL Luxembourg 
28.08.2014 World Trade Consortium Luxembourg
26.08.2014 Capital Mergers and Acquisitions England
22.08.2014 XP Markets, Tradmaker, Bank Of Market, Time Binary, Aston Markets / Aston
Forex / Ebinaires, KD Markets and Tradaxa
Belgien
22.08.2014 DEACON CORPORATE GROUP England
20.08.2014 KEE Global Corp England
19.08.2014 Hexagon Capital Management England
19.08.2014 Glacier Bay Capital LLC Sverige
19.08.2014 Murray & Vincent Law Group Sverige
18.08.2014 Finexten Transition – Finexten SICAV P.L.C. Malta
15.08.2014 Benison Asset Management Norge
14.08.2014 Clifton Capital Partners LLC Sverige
13.08.2014 Atlantic Mutual Int Ltd England
13.08.2014 ‘Chelestra Ltd’ Cypern
13.08.2014 ‘T.B.S.F. Best Strategy Finance Ltd’ Cypern
08.08.2014 RSM & RB Finance AL Luxembourg
08.08.2014  ISLANDBAY SERVICES LTD (with a trade name BROKER CAPITAL) Bulgarien
07.08.2014 Citystate Consulting Co. (USA) Irland
06.08.2014 Hunt Acquisition Group (Japan) Irland
05.08.2014 Elliott Associates Norge
05.08.2014 DCI Fund Managers Ireland PLC England
05.08.2014 Asian Futures Trading Group (Hong Kong) Irland
04.08.2014 DCI Funds PLC England
30.07.2014 Willow and Black England

28.07.2014

IBC CAPITAL LIMITED (IBCFX) Spanien
28.07.2014 Inter Global Equity, Herrington Global, Meta Capital Partners Ltd, Sigma Capital Advisors and Ridgewood Securities Belgien
28.07.2014 World Financial Institutions Norge
28.07.2014 Vantage Capital Research Norge
25.07.2014 DEALERWEB LTD. Bulgarien
24.07.2014 Alternative Bridging Corporation (clone of FCA authorised firm) England
24.07.2014 Worth Ltd. - Venetfx Slovenien
22.07.2014 Thüngen Financial (Luxembourg) Irland
21.07.2014 LEFROY HUDSON Spanien
21.07.2014 Royal de Bank Luxembourg 
17.07.2014 Forextradition Ltd Cypern
16.07.2014 Matheson Wang Group Holland
16.07.2014 Hopler Global Investment Group (Hong Kong) Irland
14.07.2014 Thüngen Financial Luxembourg
11.07.2014 OBmarkets, Good Option, Ubinary, Triumph Option, Bo Bank/Analysis Finance and BforBroker Belgien
11.07.2014 Clarion Equity Management (Japan) Irland
10.07.2014 Brock Hartwick (UK) Irland
10.07.2014 Springer Asset Management Sverige
09.07.2014 (https://www.eurobondfx.com) - SIDEN EKSISTERER IKKE Cypern
08.07.2014 Vantage Capital Research Norge
08.07.2014 LK Advisors (clone of FCA authorised firm) England
07.07.2014 WORTH UK LIMITED - VENETFX Spanien
07.07.2014 EUROPEAN FINANCIAL MARKETS GMBH Spanien
02.07.2014 Hargreave Hale (clone of FCA authorised firm) England
02.07.2014 Asiatic Associates England
02.07.2014 Eagle Commerce Group England
02.07.2014 Lansley Everett and Moore LLC England 
02.07.2014 INVESTORS LTD & 24 TRADE LTD Bulgarien
01.07.2014 Rimas Risk Management Service (clone of EEA authorised firm) England
01.07.2014 Knightsbridge Management International Asset Management (clone of EEA authorised firm) England
01.07.2014 Aries Ventures Inc Sverige
27.06.2014 Connor Simmons Group (USA) and Stealth Takeovers (USA). Connor Simmons Group (USA) and Stealth Takeovers (USA) Irland
24.06.2014 BDB Services Ltd Cypern
23.06.2014 Sierra Finance Asset Management England
20.06.2014 Strategic Global Equity Exchange Norge
17.06.2014 Hewlett Partners Limited England
17.06.2014 Comlife Investments (Cyprus) Ltd Cypern
17.06.2014 (http://www.5markets.com) - SIDEN EKSISTERER IKKE Cypern
13.06.2014 WM Bormla, WM Bormla Limited, WM Bormla Bank Limited and WM Bormla PLC Malta
13.06.2014 CMBS Portfolio England
12.06.2014 Elliott Associates Sverige
12.06.2014 Changsheng Associates and Genkai Securities Belgien
11.06.2014  Seth Cohen LLP England 
11.06.2014 PL Securities England
09.06.2014  THE CORLISS GROUP Spanien
05.06.2014 TJB Trading Luxembourg
04.06.2014 American First City Corporation England
03.06.2014 Brock Hartwick  England 
02.06.2014 BTC INTERNATIONAL GLOBAL MARKETS, S.L. Spanien
02.06.2014 DELOREAN FAMILY, S.L. Spanien
02.06.2014 GESTIÓN, PRODUCTOS Y BOLSA, S.L. (GESPROBOLSA) Spanien
02.06.2014 Taxwise Consultants Sverige
29.05.2014 Hamilton Carter International Commodities England
29.05.2014 London Prestige Capital Limited England
28.05.2014  InvestDiamond.com Frankrig
28.05.2014  Assiprime Euro Brokering England
27.05.2014 Cheyney Group Sverige
27.05.2014 Harrison & Bradley Financial Group Norge
27.05.2014 Premier Mergers and Acquisitions England
26.05.2014 www.sakofx.co Spanien
26.05.2014  THE OSW PARTNERSHIP Spanien
26.05.2014 Ariad Financial Services Holland
23.05.2014  Lukas Kantor Securities (clone of EEA authorised firm) England
23.05.2014 Scott Thomas Wealth Advisory England
22.05.2014 Hartford Group International England
22.05.2014 Aris UK Advisory England
22.05.2014 CP Brokers England
19.05.2014  VERSUS WEALTH MANAGEMENT, SARL, SUCURSAL EN ESPAÑA Spanien
19.05.2014  STOCKS TRADING ONE SPAIN, S.L. Spanien
16.05.2014 American Committee of Regulation and Liquidation on Private Ventures Sverige
16.05.2014  Caltherm Co. Private Equity LLC Sverige
14.05.2014 Global GECR England
12.05.2014 HPC FOREX TRADING Spanien
12.05.2014  www.comisionesbroker.net  - SIDEN EKSISTERER IKKE Spanien
12.05.2014 BNY Mellon Wealth Management (Clone of brand name or trading style of UK FCA Authorised entities) England
12.05.2014 Baron Group LTD England
08.05.2014 www.callandput.com - SIDEN EKSISTERER IKKE Cypern
05.05.2014  HUCARO GESTION FINANCIERA y DESARROllO PATYRIMONIAL, S.L. Spanien
02.05.2014 GetBucks Invest GmbH Østrig
30.04.2014  Stensland Pensjon og Finans ANS Tjekkiet
30.04.2014 AXA Investment Managers (clone of FCA authorised firm) England
29.04.2014 GetBucks Invest GmbH Luxembourg
28.04.2014  Forex investments Frankrig
28.04.2014 PLUSCAPITAL FOREX, S.L. (PLUSCAPITAL FX) Spanien 
28.04.2014 BRUNSWICK CAPITAL Spanien
25.04.2014 ING Bank N.V (clone of EEA authorised firm) England
25.04.2014 Neilson Capital Norge
25.04.2014  BNY Mellon Wealth Management Norge
23.04.2014 Wilkins Capital Group (USA) Irland
22.04.2014 BNY Mellon Wealth Management (clone of authorised firm) Sverige
22.04.2014 Century Direct Group Ltd. Holland
22.04.2014 Davis Ward & Beck Partners LLC Holland
22.04.2014 European Ventures Capital Advisors Norge
22.04.2014 Lansley Everett and Moore LLC Holland
17.04.2014 CAPITAL HILL GROUP Belgien
17.04.2014 Asian Futures Trading Group Sverige
16.04.2014 Clearskies Group Ltd, Neltom Ltd and GF Trades Sverige
16.04.2014 Ashland Mergers & Acquisitions Management and Offshore Securities Acquisition Commission Sverige
16.04.2014 Universal Finance Bank Sverige
15.04.2014  LSE Wealth Management Inc  England 
15.04.2014  Morris Capital Partners  Sverige 
14.04.2014  BFXOption  Belgien 
11.04.2014 SVS Securities (clone of FCA Authorised firm)  England 
11.04.2014 TJB Trading  Belgien 
10.04.2014 Edward Evans Group England 
10.04.2014 BlackRock Offshore Bullion Investment Fund
(Non-existent Fund falsely purporting to be from an FCA Authorised Firm) 
England 
09.04.2014 BFXOPTION Belgien
08.04.2014 Stanford Crown Partners  England 
08.04.2014 FXDealer, FX Dealer, FX Direct Dealer or Fxdealer.us
Sky Forex or Sky Forex Europe
Malta
04.04.2014 Kingston Financial Group (falsely claiming to be FCA / FSA Authorised) England
04.04.2014 Alliance Capital Securities England
03.04.2014 RBC Wealth Management / Royal Bank Of Canada Wealth Management (a clone of trading style of FCA Authorised and affiliated Genuine Firms) England
03.04.2014  The Woo Group Norge
01.04.2014  Asian Acquisition Oversight Committee Sverige
28.03.2014 Walters Capital Group (USA) Irland
27.03.2014 CFS PLC England
26.03.2014 GUY DECLERCK, IZURO BVBA, DC BVBA, DCMI-U BVBA AND ERMIS Belgien
26.03.2014 Morris & Dazz Asset Evaluators Ltd Sverige
24.03.2014 Blue Ribbon Financial Sverige
24.03.2014  Ashland Mergers & Acquisitions Management (Japan). Ashland Mergers & Acquisitions Management (Japan) Irland
21.03.2014 Mercuria Technologies Ltd Cypern
21.03.2014 Frontiers Group Investment Ltd Cypern
20.03.2014 Wealth Planning Solutions Europe (clone of EEA authorised firm)  England 
19.03.2014 Hoover Bright Independent Finance Advisory Holland
19.03.2014 Devonshire Holdings (clone of FCA Registered firm) England
19.03.2014 Global Intermediate Finance / The GIF Group / The GIF Group Zurich England
17.03.2014 FrontierForex, Frontiers Group Global Investment or Frontiers Group Investment Ltd Malta
14.03.2014 EZ Trader Belgien
14.03.2014  Lin Warwick  Sverige 
14.03.2014  Herrington Global and Shenzhen Commodity Exchange  Sverige 
13.03.2014  SiliconValley Markets Ltd’, (http://test.stone-markets.com)  - SIDEN EKSISTERER IKKE Cypern
13.03.2014  (http://fxttcm.co.uk)  - SIDEN EKSISTERER IKKE Cypern
12.03.2014  WBlake  Luxembourg 
12.03.2014  Concept Fund Solutions PLC (clone of FCA authorised firm)  England 
11.03.2014  Ventures GP  Norge 
11.03.2014  TREBOL TRADING LLC  Belgien 
11.03.2014 Token Financial (USA)  Irland 
10.03.2014  TL Mallen. LLC  England 
10.03.2014  MERCXYZ ONE LIMITED  Spanien  
07.03.2014  FxGcmi, Global Capital Markets FX LLC or Global Capital Markets FX Ltd  Malta 
06.03.2014  Investment Assurance Corporation  Sverige 
06.03.2014 Knox Securities Corp  England 
05.03.2014 The Corliss Group  Sverige 
03.03.2014  Spencer and Richardson Financial England
28.02.2014 Toyo Securities (clone of parent company of former FCA authorised firm) England
28.02.2014  HZ Capital Luxembourg
27.02.2014 Hoover Bright Independent Finance Advisory Sverige
26.02.2014 SMO Fitzgerald Global Sverige
25.02.2014 China International Corporation Capital Limited (CICC) (clone of FCA authorised firm) England
24.02.2014 Shenzhen Commodity Exchange Norge
24.02.2014 Herrington Global Norge
21.02.2014 Mondiaen Banker Luxembourg
21.02.2014 Merex Markets Malta 
20.02.2014  PRESTIGE BANQ  Belgien
20.02.2014 Westward Group Norge
19.02.2014 CNB Acquisitions Inc England
19.02.2014 ABFX Ltd or ABFX Inc Malta 
18.02.2014 PRIVATE CAPITAL Frankrig
17.02.2014 MilleCapitaux Luxembourg
14.02.2014 Palmer Smith Advisors Luxembourg
14.02.2014 Helvetia Wealth AG (Switzerland) Irland
13.02.2014 Investec Capital Corporation (clone) England
13.02.2014  Asia World Capital England 
12.02.2014 Tunstall Group Norge
11.02.2014 Ventura Capital Consultancy Services (clone of Former FCA Registered firm) England
11.02.2014  First Catholic Financial Sverige
06.02.2014 Estlander & Ronnlund Capital Management (Clone of FCA
Authorised Firm)
England
06.02.2014  Global-Consulting Østrig
04.02.2014 Danske Capital (Clone of a FCA Authorised Firm) England
04.02.2014 UK RBB Barclays Business (Clone) England
03.02.2014  ALTERNATIVE FINANCIAL INVESTMENTS (AFI) England
31.01.2014 Nova Portfolio Management (a clone of an EEA Authorised firm) England 
30.01.2014 Baxter-Stanley and Associates Sverige
29.01.2014 The Tunstall Group Sverige
29.01.2014 Ledbury Moore England
29.01.2014 Asia World Capital  England
29.01.2014 Al Reen Capital (falsely purporting to be authorised by the FCA) England
29.01.2014 Bronte Financial Sverige
28.01.2014  Furlow Capital Sverige
25.01.2014 Eurokasse New Zealand Limited Østrig
23.01.2014 Redford Securities International England 
21.01.2014 Sierra Finance Asset Management Sverige
21.01.2014 Cayman Asset Management Sverige
21.01.2014  ForexTrada Belgien
21.01.2014 Chelsea Financial (clone of FCA authorised firm) England
20.01.2014 Brookes and Hargreaves England
20.01.2014 Strategic Private Equity LLC England
20.01.2014  Mesirow Financial or Mesirow Financial International UK (clone of FCA
authorised firm)
England
20.01.2014 FX TRIDENT 365 LTD Cypern
16.01.2014 Summers Associates Ltd England
16.01.2014 Clairmont Capital Partners Sverige
16.01.2014  Charterhouse Wealth Management Sverige
16.01.2014 American Securities Sverige
15.01.2014 NEA EUROPE LIMITED Østrig
15.01.2014 Capital Trust Management  Østrig
15.01.2014 TAIWAN OPTIONS AND FUTURES EXCHANGE Belgien
14.01.2014  Reid & Stone Ventures Sverige
13.01.2014 Jarvis Cohen Associates England
10.01.2014 Vestcor Sverige
10.01.2014 Sovereign Wealth Capital Norge
10.01.2014 Inter Global Equity Norge
10.01.2014 Live Binary Ltd Cypern
09.01.2014 LifeClub International S.A. and World Mazo Inc /Mymazo Sverige
09.01.2014 Dyman Associates Sverige
08.01.2014  Bulls Capital Markets Luxembourg
07.01.2014 Kanagawa Associates (updated 24.01.2014) Sverige
07.01.2014 Harden-Krause Private Equity Ltd Sverige
07.01.2014 Ramsey Investment Partners  Sverige 
07.01.2014 iOption Global Group 2012 Ltd Cypern
03.01.2014 Dr. Christian Fischer Østrig