Advarsler fra andre tilsynsmyndigheder 2013

Finanstilsynet har normalt ikke kendskab til, om selskaberne i advarslerne har aktiviteter i Danmark.
Advarslerne offentliggøres via databasen fra The International Organization of Securities Commissions (IOSCO).

Se arkiv over advarsler fra tidligere år i menuen til højre.

Tabellen herunder viser dato for advarsel, navnet på selskabet der advares imod, samt hvilket land tilsynsmyndigheden kommer fra.

Advarsler fra tilsynsmyndigheder i EU/EØS-lande i 2013

Dato

Selskab

Land

31.12.2013 Amber Asset Management (Clone of FCA authorised firm) Storbritannien
20.12.2013 Leighton Corporate Services, LLC. (USA). Leighton Corporate Services, LLC. (USA) Irland
18.12.2013 Fast Line Legal Storbritannien
17.12.2013 Bio-Investor Ltd Polen
13.12.2013 Profescapital Sp. z o.o Polen
12.12.2013 CorporateBonds.pl Sp. z o.o. Polen
09.12.2013 KSI / Karamanof (Clone of FCA EEA authorised firm)
may also use Karamanof Securities & Investment Services
Storbritannien
06.12.2013 Westberg Equity Research Corp (WERC) (Westburg Equity) Storbritannien
05.12.2013 GE WEALTH MANAGEMENT Storbritannien
05.12.2013 GroupCPI Belgien
05.12.2013 Forex Worldwide Ltd and ToroPROfit Malta
04.12.2013 JCI Asset Inc Sverige
04.12.2013 Fraudsters claiming Frankrig
04.12.2013 First Trade Europe (Clone of previously FCA EEA authorised firm) Storbritannien
29.11.2013 Ava Capital Markets (Clone of FCA EEA authorised firm) Storbritannien
29.11.2013 Next Financial Network Storbritannien
28.11.2013 Cover Capital Partners and Bureau of Financial Trading Sverige
27.11.2013 Frost Capital Partners Norge
27.11.2013 Dyman Associates Norge
27.11.2013 NCP Financials Storbritannien
27.11.2013 Sycamore Options Ltd Cypern
26.11.2013 DeVere Group UK (Clone of FCA Authorised Firm) Storbritannien
26.11.2013 Estlander & Ronnlund Capital Management (Clone of FCA
Authorised Firm)
Storbritannien
26.11.2013 GLOBALEYE SPRL, GLOBALEYE SA, GLOBALEYE BELGIUM Belgien
26.11.2013 Ramsey Investment Partners Norge
25.11.2013 www.forextotal.es Spanien
25.11.2013 Edge Capital Markets Storbritannien
25.11.2013 FERROFORTIA LTD Cypern
20.11.2013 Deep Blue Group Norge
20.11.2013 Sompo Capital Group Norge
13.11.2013 INFINITY CAPITAL Slovenien
11.11.2013 Board of International Finance Storbritannien
11.11.2013 CMBS Portfolio, LLC. CMBS Portfolio, LLC. Irland
08.11.2013 Strategic Private Equity LLC Storbritannien
07.11.2013 Global Corporate Partners Storbritannien
07.11.2013 Pictet Private Wealth Management (Clone of FCA Authorised Firms) Storbritannien
06.11.2013 FOREX EXPERTS LTD Bulgarien
04.11.2013 CapitalFrance Frankrig
04.11.2013 Pictet Private Wealth Management (Clone of FCA Authorised Firms) Storbritannien
31.10.2013 Pan American Global Partners Storbritannien
29.10.2013 IPO S.A. Polen
29.10.2013 Hobart Roth LLC Storbritannien
28.10.2013 RENTABILIDAD 60% or RENTA 60 Spanien
25.10.2013 Strategic Private Equity LLC Sverige
25.10.2013 Board of International Finance Sverige
25.10.2013 Firkin Asset Consultants Sverige
25.10.2013 Aspen Capital LLC Sverige
25.10.2013 Frost Capital Partners Sverige
25.10.2013 Financial Compensation Authority Sverige
25.10.2013 Specialist Investor Funds Storbritannien
25.10.2013 St. Publius Corporate Services Limited Malta
25.10.2013 Hanover Group Storbritannien
24.10.2013 Quinn & Voakes Capital Storbritannien
23.10.2013 Shore Capital Ventures Norge
23.10.2013 Ellis Harper & Co LL Storbritannien
23.10.2013 1st Edge Financial Bank of the United Kingdom Sverige
23.10.2013 Hoden International Clearing Storbritannien
22.10.2013 Brewer Consulting Group Storbritannien
21.10.2013 Zenith FUND SA - SICAV- SIF Polen
21.10.2013 Steinberg Management Storbritannien
18.10.2013 NRG Capital (CY) LTD Cypern
17.10.2013 Glover Capital Group Storbritannien
17.10.2013 New Gold Capital Norge
17.10.2013 Kendall Morgan Partners Norge
16.10.2013 Capstone Alliance Group Norge
15.10.2013 IP International Service, Trading Corporation, Banq of Broker, Ikkotrader, trader369 and AJ Browder Capital Belgien
14.10.2013 Redevelopment Corporation International Ltd operating under trade name “FOREXPERTI” Malta
11.10.2013 Whitney Cooper Associates Storbritannien
10.10.2013 William Wright (Clone of FCA approved individuals) Storbritannien
10.10.2013 Rowe Corporate Services Storbritannien
10.10.2013 http://www.depahofx.com/gl/index.html  - SIDEN EKSISTERER IKKE Cypern
07.10.2013 Northern Capital Consultants Storbritannien
03.10.2013 Bloomfield Advisory Storbritannien
03.10.2013 B.H.Global France (B.H.G. France) Belgien
02.10.2013 FOREX PLACE LTD Cypern
02.10.2013 Pacific First Securities Storbritannien
02.10.2013 KTI TRADING INC Grækenland
01.10.2013 A.S. Konstantinidis/A.S. Constantinides Grækenland
30.09.2013 Hayes Capital Management Storbritannien
27.09.2013 Conquest Private Equity LLC Sverige
26.09.2013 Goldman Capital Frankrig
26.09.2013 Accer Mergers & Acquisitions Storbritannien
26.09.2013 Hamilton International Group Storbritannien
20.09.2013 Venta KPO Services LLC Storbritannien
19.09.2013 TRADERXP LTD Cypern
18.09.2013 Wainwright Wealth Management Storbritannien
17.09.2013 Objective Returns (Clone FCA EEA Registered Firm) Storbritannien
16.09.2013 Waterman Wealth Management Storbritannien
16.09.2013 DT Group Business Solutions (updated 11.10.2013) Storbritannien
13.09.2013 Direct Mergers & Acquisitions Inc Storbritannien
12.09.2013 Hamilton International Group (USA) Irland
11.09.2013 FIL Investment Management (Cloned Firm) Storbritannien
11.09.2013 Byrd Fleming and Associates Storbritannien
11.09.2013 Grand Meridian Private Equity Ltd Storbritannien
10.09.2013 Multi Risk Benefits Limited Malta
10.09.2013 AGB Malta plc Malta
06.09.2013 Opstock Ltd (Clone of FCA EEA authorised firm) Storbritannien
04.09.2013 Mayer Kaufman Private Bankers Luxembourg
04.09.2013 NZ Financial Capital Limited Luxembourg
03.09.2013 Alliance Partnership (Clone of FCA EEA Authorised Firm) Storbritannien
30.08.2013 Mitsubishi UFJ Morgan Stanley Securities Co. Ltd Storbritannien
30.08.2013 Allied Irish Group - Ireland Irland
29.08.2013 Scott Fischer Consultancy Storbritannien
28.08.2013 Jordan Parkinson Group Storbritannien
27.08.2013 Blue Sky Group Europe (Clone of FCA EEA Authorised Firm) Storbritannien
22.08.2013 SGT Malta Malta
21.08.2013 Temple Nugent Capital Management Storbritannien
16.08.2013 MKR GLOBAL SERVICES LLC Storbritannien
16.08.2013 Eclipse Options Ltd Europe (Clone of Hong Kong and UK incorporated firms) Storbritannien
15.08.2013 AXA Isle of Man (Clone of FCA Authorised Firm) Storbritannien
14.08.2013 Conquest Private Equity LLC Østrig
14.08.2013 Accedium Limited Storbritannien
12.08.2013 Wainwright Wealth Management/Wainwright Finance Storbritannien
09.08.2013 CV GLOBAL CORP LLC Storbritannien
08.08.2013 Adolphe Financial Management Luxembourg
07.08.2013 Lexington International Group Inc Storbritannien
06.08.2013 KKR (Clone of FCA Authorised Firm) Storbritannien
02.08.2013 Braun and Brandt Consulting Firm Storbritannien
02.08.2013 http://www.cfinvestltd.com Cypern
01.08.2013 Autorité Money Forex Storbritannien
01.08.2013 INI Securities GmbH (Clone of FCA EEA Authorised Firm) Storbritannien
31.07.2013 Denko Group and Wiltshire Capital Belgien
29.07.2013 HFX Global Ltd Cypern
26.07.2013 Lexington International Group Inc. Østrig
26.07.2013 Capital Markets (Clone of FCA EEA Authorised Firm) Storbritannien
25.07.2013 Miles Corporate Services Storbritannien
25.07.2013 Fusion Capital Management Storbritannien
25.07.2013 Rubin Price Securities Storbritannien
25.07.2013 Dean Witter Consultancy Storbritannien
23.07.2013 Fidelity Global Recovery Storbritannien
23.07.2013 BH FRANCE Belgien
23.07.2013 Rwanda Cash Belgien
22.07.2013 White Plains International Securities Storbritannien
19.07.2013 BRIDGESTONE TRADING Belgien
18.07.2013 JONES FALLS SECURITIES Belgien
17.07.2013 Avacia Investments/Avacia Limited/Avacia Securities Limited Storbritannien
16.07.2013 FINANCIAL ADVISORS ONLINE Belgien
16.07.2013 ICG (Clone of FCA Authorised Firm) Storbritannien
11.07.2013 ESIP Finance (Clone of FCA EEA Authorised firm) Storbritannien
11.07.2013 Capstone Capital Group Storbritannien
09.07.2013 Eldridge Financial Norge
08.07.2013 BHFrance Frankrig
08.07.2013 HTTP://SEÑALESDEFOREX.COM Spanien
08.07.2013 Koyal Group Norge
08.07.2013 Conquest Private Equity LLC Norge
05.07.2013 The Best Investment Guide (Clone of FCA Authorised Firms) Storbritannien
05.07.2013 Aj Nelson Consultants LCC Storbritannien
02.07.2013 Apex International Consulting Group (AICG) Storbritannien
01.07.2013 Investment House Limited Spanien
01.07.2013 M&B Capital Advisers Spanien
28.06.2013 Novum Capital (Clone of FCA Authorised Firm) Storbritannien
28.06.2013 Legacy Capital Management Irland
27.06.2013 Hanson Business Services LLC Storbritannien
27.06.2013 Leonard Ullrich Neumann (Clone of previously FCA EEA Authorised Firm) Storbritannien
26.06.2013 Billmen & Associates Storbritannien
26.06.2013 International Brokers Worldwide Storbritannien
26.06.2013 Davis & Co LLC (Clone of UK incorporated firm) Storbritannien
26.06.2013 Swan Asset Management Storbritannien
26.06.2013 Ashoka Financial Services Malta
26.06.2013 Bradley King M & A Storbritannien
24.06.2013 Q-Business SPRL/BVBA Belgien
24.06.2013 SWISS8, S.A. Spanien
24.06.2013 Telemar Data Management (Brazil) Irland
21.06.2013 Edmund Rome Corporate (which also goes by the name of Edmund Rome) Belgien
21.06.2013 Global Mergers Corporation Storbritannien
20.06.2013 Coleman and Partner Storbritannien
19.06.2013 Equiniti Registrars Group (Clone of FCA authorised firm) Storbritannien
18.06.2013 Interactive Investor Trading Limited / Share Price UK (Clone of FCA
authorised firm)
Storbritannien
18.06.2013 Goldberg Capital Group Ltd Storbritannien
14.06.2013 Kremer Moyse AG Luxembourg
14.06.2013 Aston Markets Cypern
13.06.2013 Sol Transfer Agents LLC Storbritannien
13.06.2013 Palmer Corporate Solutions, LLC Storbritannien
13.06.2013 Stalmann Clark Storbritannien
12.06.2013 MKP Capital Europe / MKP Europe (Clone of FCA authorised firm) Storbritannien
11.06.2013 Peterson Capital Partners Inc Storbritannien
10.06.2013 Mergers & Acquisitions Financial Administration Storbritannien
10.06.2013 Balfour Beatty (Clone of UK Incorporated Company) Storbritannien
10.06.2013 Allianz Asset Management (Clone of FCA Authorised Firm) Storbritannien
06.06.2013 Ardea Capital LP Storbritannien
05.06.2013 Lawrence James & Associates Storbritannien
04.06.2013 Bergmannwhite Associates Norge
04.06.2013 Companies Investment Holdings Ltd Storbritannien
03.06.2013 Vivo Bolsa Spanien
03.06.2013 Whitmore Wealth Management Storbritannien
03.06.2013 Platinum Capital Management Limited (Cloning FCA Authorised Firm) Storbritannien
31.05.2013 Clarity Capital Markets (Clone of FCA Authorised firm) Storbritannien
31.05.2013 ELDRIDGE FINANCIAL Storbritannien
31.05.2013 MONTGOMERY CAPITAL PARTNERS Storbritannien
30.05.2013 Aldermore Investments (Clone of FCA Authorised Firm) may also use the name AI International Storbritannien
29.05.2013 Aldermore Investments (Clone of FCA Authorised Firm) Storbritannien
28.05.2013 Lead Management Limited Slovenien
28.05.2013 EXELYUM LTD. Frankrig
28.05.2013 REYNOLDS CONSULTANCY LTD (Clone of FCA EEA Authorised firm) Storbritannien

28.05.2013

Capita Registrars Group (Cloning FCA Authorised Firm) Storbritannien
28.05.2013 The Celtic Group LLC (Ireland) Irland
24.05.2013 Saad Group Bank Europe Limited Malta
24.05.2013 Nelson Capital Advisors Irland
24.05.2013 The Masons Corporation Storbritannien
22.05.2013 Alliance Direct Management Storbritannien
20.05.2013 Hermann Brothers Group Storbritannien
16.05.2013 Edgewood Equities Capital Investment Inc (Clone of FCA authorised -
Schedule 5- firm)
Storbritannien
15.05.2013 Claridon Asset Management (UK) Irland
15.05.2013 Department of Foreign Investment Control Storbritannien
15.05.2013 Milton Keynes Capital Partners LLP Storbritannien
15.05.2013 Doncaster Wealth Management Storbritannien
14.05.2013 I-Risk BVBA Belgien
13.05.2013 Geneve Invest Ireland Irland
10.05.2013 Russell Acquisition Group Storbritannien
10.05.2013 Pacific Ventures Consultancy Storbritannien
09.05.2013 Astorg Partners (Clone of FCA EEA Authorised Firm) Storbritannien
09.05.2013 Delacour Investments / Delacour Group Ltd Storbritannien
08.05.2013 Houston Derivatives Exchange (HOUDEX) Norge
07.05.2013 VERIM Management Limited Luxembourg
07.05.2013 DeVere & Partners UK Limited / DeVere Ltd (Clone of FCA Authorised
firm)
Storbritannien
07.05.2013 Haven Link Commodities Norge
07.05.2013 Apollo Financial Management Storbritannien
04.05.2013 Stockbridge Partners Østrig
03.05.2013 SFVA Finance (Clone of FCA EEA Authorised Firm) Storbritannien
03.05.2013 Benefit Planners Intl Storbritannien
02.05.2013 Emerald Securities Storbritannien
02.05.2013 Hayes Associates Storbritannien
29.04.2013 Newport International Group Norge
29.04.2013 Flex Capital Partners Norge
29.04.2013 Risk & Portfolio Management Ltd (Clone of FCA EEA authorised firm) Storbritannien
24.04.2013 Walton Johnson & Co Storbritannien
24.04.2013 Global Endowment LLC Storbritannien
24.04.2013 OTIS KPO LLC Storbritannien
24.04.2013 Smart Stuff Ltd (Clone of FCA EEA authorised firm) Storbritannien
23.04.2013 GUY DECLERCK, DC BVBA, DCMI-U BVBA Belgien
22.04.2013 Taurus Finans AS Norge
22.04.2013 Global Financial Services (Clone of FCA EEA Authorised firm) Storbritannien
22.04.2013 AG Group Advisors Storbritannien
17.04.2013 Euro Benefit Network (Clone of FCA EEA Authorised Firm) Storbritannien
16.04.2013 Karl Johan Fonds ASA Storbritannien
15.04.2013 CFX MARKETS Belgien
15.04.2013 GRUPO ESFER Spanien
15.04.2013 Able Capital Storbritannien
12.04.2013 Greenfield Securities Ltd Storbritannien
11.04.2013 Princeton Capital Investments Inc. Storbritannien
10.04.2013 H TAFT PRIVATE EQUITY Storbritannien
05.04.2013 Beijing International Market Exchange (BEIMEX) Norge
04.04.2013 Eagle Commerce Group (USA) Irland
04.04.2013 Credit Suisse (UK) Limited (Clone of FCA authorised firm) Storbritannien
03.04.2013 Freud Capital Norge
03.04.2013 Dean Witter Consultancy (USA) Irland
27.03.2013 IRONBRIDGE CAPITAL (Clone of FSA Authorised firm) Storbritannien
27.03.2013 Hermann Brothers Group (USA), Westhill Partners Inc. (USA) and Scott and Fischer Consultancy Limited (USA) Irland
26.03.2013 AGF EUROPE ADVISORS (Clone of FSA EEA Authorised firm) Storbritannien
26.03.2013 Trade4Profit BVBA/SPRL Belgien
26.03.2013 The Bank.co Malta
25.03.2013 MIJAVE INVERSIONES, S.L. (MJ INVERSIONES, S.L) Spanien
25.03.2013 CONINVER ASESORES, S.L. Spanien
25.03.2013 Risk & Portfolio Management Ltd Belgien
22.03.2013 Bernstein, Whitman & Lloyds (USA). Irland
21.03.2013 KIEFER BUSINESS SERVICES LLC Storbritannien
20.03.2013 Izard Quin Division Holding Limited (Switzerland) Irland
19.03.2013 KEY SOLUTIONS, S.L. Spanien
19.03.2013 Hallmark Financial Solutions Ltd (Clone of FSA registered firm) (updated 17.05.2013) Storbritannien
15.03.2013 2013 BEST INVEST (Clone of FSA Authorised firms) Storbritannien
15.03.2013 BROWN BROTHERS HARRIMAN SCA (Clone of FSA EEA Authorised firm) Storbritannien
15.03.2013 European Value Partner Advisors (EVPA) – Clone of FSA EEA authorised firm Storbritannien
14.03.2013 NEWCASTLE DISTRIBUTORS Belgien
14.03.2013 CARTIUS FINANCE Belgien
13.03.2013 RWANDA CASH VZW/ASBL Belgien
13.03.2013 AdvisorCorp Ltd Storbritannien
13.03.2013 MASON DUNNE Storbritannien
12.03.2013

DEPARTMENT OF FINANCIAL TRADING

Storbritannien
08.03.2013 Financial Consulting World LTD Østrig
07.03.2013 BERNSTEIN, WHITMAN & LLOYDS Storbritannien
07.03.2013 State Street Advisory (Clone of authorised FSA Firm) Storbritannien
06.03.2013 ARIUN FINANCIAL GROUP (Clone of FSA Registered firm) Storbritannien
06.03.2013 IRONBRIDGE CAPITAL (Clone of FSA Authorised firm) Storbritannien
06.03.2013 SWISS FINANCIAL RESEARCH England
06.03.2013 Charles Schwab Storbritannien
06.03.2013 ASA Capital Management Norge
05.03.2013 Archipelago Corporate Services Inc. Sverige
05.03.2013 Lawrence James and Associates (USA) Irland
05.03.2013 BLACKSWAN MORGAN Storbritannien
04.03.2013 Menzies Overseas Limited Sverige
04.03.2013 Kedington Advisory Sverige
04.03.2013 Yakamoto Investments Storbritannien
01.03.2013 Impakt Online Marketing (IOM) Sverige
01.03.2013 Everest Asset Management AG Sverige
01.03.2013 Eden Management Partners Østrig
01.03.2013 Frank Goldenberg Yoshi (Hong Kong) Storbritannien
01.03.2013 NEW ENGLAND PRIVATE EQUITY, LLC Storbritannien
01.03.2013 Frank Goldenberg Yoshi (Hong Kong) Irland
28.02.2013 Regency Group Inc. and United States Regulatory Securities Agency Sverige
28.02.2013 Peking Dragon Limited Sverige
28.02.2013 Ocean Mergers & Acquisitions Sverige
27.02.2013 SeaMed Finance Savings and Investments Malta
27.02.2013 FINANCIAL TRADING BOARD Storbritannien
25.02.2013 Imré Horvath Belgien
24.02.2013 FEINLER MANAGEMENT GROUP Storbritannien
18.02.2013 Geneve Invest (Europe) S.a.r.L (Clone of authorised FSA
EEA Firm)
Storbritannien
14.02.2013 REYNOLDS MERGER SOLUTIONS Storbritannien
12.02.2013 NELSON CAPITAL ADVISORS Storbritannien
12.02.2013 Hass Associates Norge
11.02.2013 MAYER THOMAS Storbritannien
08.02.2013 COHEN CORPORATE CONSULTING Storbritannien
07.02.2013 Kyoto Commodity Exchange Norge
06.02.2013 Fidelis Research Group Storbritannien
06.02.2013 Kirayaka International Norge
06.02.2013 GLOBAL PARTNERS SECURITIES Storbritannien
06.02.2013 Smith and Olsson Storbritannien
05.02.2013 Mendel Meir & Safwat Storbritannien
05.02.2013 XTM Group Norge
05.02.2013 Qatar Financial Investment Østrig
05.02.2013 CONCRED GmbH Østrig
05.02.2013 Fund Logic (Clone of EEA Authorised firm) Storbritannien
04.02.2013 Wagner Berne Belgien
04.02.2013 Corolla Financial Belgien
04.02.2013 Wilsthire Capital Norge
01.02.2013 Trading Estate BVBA Belgien
01.02.2013 Mathias Vandermeeren Belgien
01.02.2013 Pendulum Capital Markets Inc. (USA) Irland
31.01.2013 South Korea Derivatives Ex-change, SKDEX Sverige
31.01.2013 Haffkin-Roth Sverige
29.01.2013 SECURITIES TRADING BOARD Storbritannien
28.01.2013 INFORMATICA Y GESTIÓN COSTA DEL SOL, S.L. (I&G c.s., S.L) Spanien
28.01.2013 Pacific Capital Management Storbritannien
24.01.2013 COLLINGBOURNE GROUP Storbritannien
23.01.2013 CIB Malta Malta
23.01.2013 MM Institutional (Clone of FSA Registered Firm) Storbritannien
23.01.2013 Stansfield Private Equity Ltd. Norge
22.01.2013 Persist Global Wealth Management/PGWM Ltd (Clone of authorised EEA Firm) (updated 28/03/2013) Storbritannien
21.01.2013 Kensington Reserve LLC Storbritannien
21.01.2013 Kleinwort Finance Luxembourg
21.01.2013 Titan Worldwide Recovery Storbritannien
21.01.2013 Walter Harris & Company Storbritannien
21.01.2013 Hutchinson Partners Storbritannien
18.01.2013 Diversified Capital Storbritannien
17.01.2013 Verdispar Securities Norge
15.01.2013 InstaForex, Russia Rusland
15.01.2013 Insta Sofia Ltd Rusland
14.01.2013 Allass BVBA Advisory Group Storbritannien
11.01.2013 Kalle Business Consulting LLC Storbritannien
11.01.2013 Admiral Commodities Inc. Sverige
11.01.2013 DAILY REPORT, S.A. Spanien
10.01.2013 KPR ASSOCIATES S.A. Storbritannien
09.01.2013 Parker & Master LLC Storbritannien
08.01.2013 Morris and Hill Acquisitions Storbritannien
08.01.2013 Stansell Corporate Services LLC Storbritannien
04.01.2013 Gordon, Tait & Co. LLC Storbritannien
03.01.2013 Mitchell Berry Consultancy Storbritannien
03.01.2013 United World Capital Ltd (Clone of FSA EEA authorised
firm)
Storbritannien
02.01.2013 Maynes Business Services LLC Storbritannien
02.01.2013 Mercator Amalgamated Storbritannien