Advarsler fra andre tilsynsmyndigheder 2012

Finanstilsynet har normalt ikke kendskab til, om selskaberne i advarslerne har aktiviteter i Danmark.
Advarslerne offentliggøres via databasen fra The International Organization of Securities Commissions (IOSCO).

Se arkiv over advarsler fra tidligere år i menuen til højre.

Tabellen herunder viser dato for advarsel, navnet på selskabet der advares imod, samt hvilket land tilsynsmyndigheden kommer fra.

Advarsler fra tilsynsmyndigheder i EU/EØS-lande i 2012

Dato

Selskab

Land

27.12.2012 Park East Capital Belgien
20.12.2012 EFG Associates and Lincoln Capital Partners Belgien
20.12.2012 Litmus Capital Management Group Storbritannien
20.12.2012 Bankhurst Securities Storbritannien
18.12.2012 Genesis Transfer Group Storbritannien
17.12.2012 CASTLE TRADE INTERNATIONAL Portugal
13.12.2012 DRAGON INTERNATIONAL Storbritannien
13.12.2012 Litmus Capital Management Group Sverige
13.12.2012 Mercury Global Acquisitions Storbritannien
12.12.2012 Cohen & Levy Associates Sverige
12.12.2012 Regal International Storbritannien
12.12.2012 Finata Plc Inc Italien
12.12.2012 Titan Invest Plc Italien
11.12.2012 Kessler and Partners Storbritannien
07.12.2012 AWI FINANCIAL Portugal
06.12.2012 Merkel Financial Incorporated Storbritannien
04.12.2012 Rabo Strategies (Clone of FSA EEA authorised firm) Storbritannien
04.12.2012 BRADFORD SECURITIES LLC Storbritannien
03.12.2012 Goldman Sachs International Storbritannien
03.12.2012 TND Capital Belgien
03.12.2012 Abney Associates Belgien
03.12.2012 ASCOT ENERGY SERVICES Ltd. Spanien
03.12.2012 ASCOT MANAGEMENT SERVICES Ltd. Spanien
03.12.2012 One Global Management Sverige
29.11.2012 Guardian Securities Limited Malta
29.11.2012 MM Institutional (Clone of FCA Registered Firm) (updated 23/01/2013) (last updated 20/06/2013) Storbritannien
29.11.2012 SALOMON AND ASSOCIATES Storbritannien
29.11.2012 Richardson Capital Group/Richardson Consultancy Storbritannien
28.11.2012 Quantum Partners Ltd Storbritannien
26.11.2012

UST Financial Services Corp

Storbritannien
23.11.2012

Capital Alliances Ltd

Frankrig
23.11.2012 GILES AND HOCHMAN CONSULTING Storbritannien
22.11.2012 Treld Invest GB Frankrig
21.11.2012 Solaris Financial Solutions Storbritannien
20.11.2012 Warner Abbott Capital Management Storbritannien
20.11.2012 PRUDENTIAL GLOBAL GROUP Storbritannien
20.11.2012 Talisman Finance (USA) Irland
20.11.2012 Goff Private Equity Limited (Ireland) Irland
20.11.2012 EAGLE ADVISORS (Clone of FSA Authorised firm) Storbritannien
19.11.2012 BP HOLDINGS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Spanien
19.11.2012 Quantum Partners Ltd Storbritannien
19.11.2012 Maxwell Consultancy Storbritannien
19.11.2012 Deutsche Bank AG (Clone of FSA EEA authorised firm) Storbritannien
15.11.2012 SCOTTSDALE CAPITAL CONSULTANCY SERVICES Storbritannien
15.11.2012 WILLIAM BLAKE Belgien
15.11.2012 Yamaguchi Partners Global Head Office Norge
14.11.2012 MERGERS & ACQUISITIONS SUPERVISION & ADMINISTRATION COMMISSION
(MASCO)
Storbritannien
13.11.2012 SUN-WEALTH CORPORATE FINANCE Storbritannien
12.11.2012 Walker Financial Management (Clone of authorised firm) Storbritannien
09.11.2012 Aomori Group Østrig
09.11.2012 Eden Management Partners Sverige
09.11.2012 CLAYBOURNE GROUP Storbritannien
08.11.2012 CENTER FINANCE MANAGEMENT Storbritannien
08.11.2012 Financial Solution Blackstone (Germany) Irland
08.11.2012 Kaiser Young Associates (Germany) Irland
08.11.2012 CARLTON CAPITAL INC Storbritannien
08.11.2012 HOLLERMAN & COMPANY LLC Storbritannien
07.11.2012 Mac Insurance Limited Belgien
07.11.2012 BP Holdings Norge
05.11.2012 Fairvesta Frankrig
05.11.2012 International Financial Court (IFC) Hong Kong Storbritannien
02.11.2012 Index Mergers and Acquisitions Storbritannien
02.11.2012 My 4Xcellent Limited Cypern
02.11.2012 Stanley Clifford Østrig
02.11.2012 Korea Mercantile Exchange (KRMEX) Østrig
01.11.2012 EFG Associates Norge
31.10.2012 Rhaines LLC Storbritannien
31.10.2012 Drake Merger Management Storbritannien
30.10.2012 Lehman Reilly Irland
29.10.2012 AJ WYMAN & ASSOCIATES LLC Storbritannien
27.10.2012 Benda Finance Østrig
26.10.2012 Akaishi Global Norge
26.10.2012 WESTON AND SCOTT CONSULTANTS Storbritannien
25.10.2012 Karantania Investments LLC Slovenien
25.10.2012 Heckart Associates LLC Storbritannien
25.10.2012 Direct Capital Connection Norge
23.10.2012 Yamaguchi Partners Global Head Office Østrig
23.10.2012 Blue Print Secuities Ltd, BPS Sverige
23.10.2012

WEISBERG & COHEN, LLC

Storbritannien
22.10.2012 Euro American (Clone of FSA EEA authorised firm)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Storbritannien
22.10.2012 Walten Pichler (Clone of FSA EEA authorised firm)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Storbritannien
22.10.2012 MORRISON CAPITAL GROUP Storbritannien
19.10.2012 Integral Commodities Incorporated Norge
19.10.2012 Credit Efficiency United Ekonomisk förening Sverige
19.10.2012 Monarch Wealth Consultants Storbritannien
19.10.2012 Williams Consultancy Limited Storbritannien
19.10.2012 Lincon & Carter Associates Storbritannien
18.10.2012 Robertson Ellis Storbritannien
18.10.2012 Walten Pichler (UK & Luxembourg) Irland
17.10.2012 S-One Financial/Summit One Financial Storbritannien
16.10.2012 Dietrich & Sohn London Østrig
16.10.2012 THOMPSON GERRARD (Clone of previously FSA Registered firm) Storbritannien
16.10.2012 GMC EUROPE (Clone of previously FSA EEA Authorised Firm) Storbritannien
15.10.2012 ALBERTO GONZÁLEZ AGUINAGA Spanien
15.10.2012 MORGAN FINCH INTERNATIONAL Spanien
15.10.2012 MACMILLAN FINE INTERNATIONAL Spanien
15.10.2012 MITCHELL FINCH INTERNATIONAL Spanien
12.10.2012 DRAKE & CHILDS GLOBAL TRANSFERS Storbritannien
11.10.2012 Money Management AG Østrig
11.10.2012 Mediacred AG Østrig
11.10.2012 Advice Europe (Clone of FSA EEA authorised firm) Storbritannien
11.10.2012 Lear Capital Group Norge
10.10.2012 Münzberg & Partner Østrig
10.10.2012 Hemmington Capital Markets and Guang-zhou Commodity Exchange, GZCOM Sverige
10.10.2012 Drake Merger Management (Japan) Irland
10.10.2012 WELLING & COMPANY, LLC Storbritannien
10.10.2012 CHARLES PEARSON INVESTMENTS INTERNATIONAL Storbritannien
09.10.2012 Strauss Jones Storbritannien
08.10.2012 ASESORES FINANCIEROS INDEPENDIENTES (AFI) Spanien
08.10.2012 Knox D’Arcy Investment Management Limited (Clone of FSA authorised firm) Storbritannien
05.10.2012 Washington, D.C. Securities Division Storbritannien
05.10.2012 William Blake Sverige
05.10.2012 Appleton Associates Storbritannien
05.10.2012 Worldwide Investors Portfolio (Clone of FSA authorised firm –Schedule 5) Storbritannien
05.10.2012 P.A.N. Securities LP - Mergers and Acquisitions (Clone of US broker dealer) Storbritannien
04.10.2012 BP HOLDINGS Belgien
04.10.2012 Name-Prime Strategies LLC Storbritannien
04.10.2012 BP Holdings Sverige
03.10.2012 Lawson Knight Group Storbritannien
01.10.2012 Hannover & Rothchild Consultancy Storbritannien
01.10.2012 Lehman Reilly Storbritannien
29.09.2012 Aozora Alliance Østrig
28.09.2012 Apollo Global Securites Østrig
28.09.2012 Blake Capital Partners Storbritannien
28.09.2012 Lexicon Mergers and Acquisitions Storbritannien
28.09.2012 Worldwide Investors Portfolio (clone of an existing company) Luxembourg
27.09.2012 Aros Securities (Clone of previously FSA EEA Authorised firm) Storbritannien
26.09.2012 Russell Merger Group Storbritannien
26.09.2012 Global Direct Equities LLC (Clone of US broker dealer) Storbritannien
25.09.2012 Fairway Associates Østrig
25.09.2012 The Kronos Group Norge
25.09.2012 Central & Eastern European Markets Asset Management Belgien
24.09.2012 The Tyler Group Spanien
21.09.2012 Paramount Financial Group Østrig
21.09.2012 Bramwell & Kent Consultants LLC Storbritannien
21.09.2012 Professional Financial Advisors (clone of previously FSA registered firm) Storbritannien
21.09.2012 Secure Insurance Storbritannien
20.09.2012 Great Southern Investment Sverige
19.09.2012 Hang Seng Bank (Cloning details of bank)
Leighton International promoting Leighton High Income Fund
Storbritannien
19.09.2012 Dant And Company LLC Storbritannien
18.09.2012 Yang Financial (China) Irland
17.09.2012 Eurocapital Trading Spanien
17.09.2012 EuroConsult International Mergers & Acquisitions Ltd (Clone of FSA authorised firm) Storbritannien
17.09.2012 Trowbridge Capital Storbritannien
13.09.2012 Alpha Corporate Consultants LTD Storbritannien
12.09.2012 Bond Asset Management (UK, Germany & Hong Kong) Irland
12.09.2012 Profidex Limited (Japan) Irland
12.09.2012 Sun-Wealth Corporate Finance (Japan) Irland
12.09.2012 Zheng Bridge Capital (China) Irland
12.09.2012 CT Lambson & Associates Irland
12.09.2012 LLC (USA) Irland
11.09.2012 Wallace Jacob Consultants Corporate Services Storbritannien
11.09.2012 Johnson McQuade Acquisitions Storbritannien
11.09.2012 Wells Fargo Advisors (Clone of FSA authorised firm) Storbritannien
11.09.2012 Alliant Holdings I Inc. Storbritannien
10.09.2012 TRADERFOREX.EU Spanien
10.09.2012 ASSET MANAGEMENT ADVISORY SERVICES SPAIN, S.L. (AMASS) Spanien
07.09.2012 Financial Services Ltd. (Clone of FSA Registered firm) Storbritannien
07.09.2012 Wheeler Asset Management Storbritannien
06.09.2012 Bridgeway Corporate Management Storbritannien
06.09.2012 Gerrard Investment Management Storbritannien
05.09.2012 Fortress Investment Group (Clone of FSA authorised firm) Storbritannien
05.09.2012 Group Financial Global Ltd. Sverige
05.09.2012 Kaiser Young Associates Storbritannien
04.09.2012 South Atlantic Securities Storbritannien
04.09.2012 Stanley Clifford and Korea Mercantile Exchange, KRMEX Sverige
03.09.2012 The Tyler Group Belgien
03.09.2012 Drake Merger Management Sverige
03.09.2012 Welborn Capital LLC (modified) Storbritannien
31.08.2012 Genève Invest (Europe) SARL Frankrig
30.08.2012 A WARNER ASSOCIATES (Clone of FSA Registered firm) (update) Storbritannien
30.08.2012 A Walker Associates (Clone of FSA Registered firm) Storbritannien
30.08.2012 Lefroy Hudson Storbritannien
29.08.2012 Aros Securities (Clone of previously FSA EEA Authorised firm) Storbritannien
28.08.2012 http://projetxtreme.blogspot.fr Frankrig
28.08.2012 Manor Private Capital, LLC Storbritannien
28.08.2012 Claymore Capital Storbritannien
28.08.2012 Robinson Franklin Portugal
27.08.2012 SMO Fitzgerald Global Norge
23.08.2012 Global Broker Storbritannien
23.08.2012 FCV Broker (update) Storbritannien
22.08.2012 CT Lambson and Associates Storbritannien
21.08.2012 Excel Brokers Ltd (Clone of FSA EEA authorised firm) Storbritannien
20.08.2012 Lavenkov Capital Partners Sverige
17.08.2012 Milestone AMG Storbritannien
17.08.2012 Balanced Securities Plannings Inc. Sverige
17.08.2012 Dawson White Trust, DW Trust Sverige
17.08.2012 Global Assets Management LLC Sverige
17.08.2012 Lefroy Hudson Storbritannien
16.08.2012 Springhill Group Storbritannien
15.08.2012 Frankfurt Capital Group Storbritannien
14.08.2012 Eurasia Wealth Services (EWS-Group) Storbritannien
14.08.2012 Pex Global Inc. Storbritannien
14.08.2012 Bond Asset Management (update) Storbritannien
10.08.2012 Advice Consultants (Clone of FSA EEA authorised firm) Storbritannien
09.08.2012 Hamilton and Pricehouse Consultancy Storbritannien
09.08.2012 Wellington Management GmbH (Clone of FSA Authorised firm) Storbritannien
09.08.2012 Newton Smith Associates Storbritannien
07.08.2012 Greenbird Financial Norge
07.08.2012 Global Wealth Management (Clone of FSA Appointed Representative) Storbritannien
06.08.2012 Ferrer Invest Spanien
06.08.2012 Quest Financial Management (Clone of FSA authorised firms) Storbritannien
03.08.2012 Nagoya Corp. Østrig
02.08.2012 MHH Associates Storbritannien
01.08.2012 Moe Securities Storbritannien
01.08.2012 Barclay Trust International Storbritannien
31.07.2012 Mitsubishi Finance Østrig
31.07.2012 Greenbird Financial Sverige
31.07.2012 Federal Asset Management Sverige
31.07.2012 Bridgestone Global Partners and London Gold and Commodities Exchange, LGCEX Sverige
31.07.2012 Epsilon Capital Management (Switzerland) Irland
30.07.2012 RICHARD RAMSDEN (Clone of FSA Approved person) Storbritannien
30.07.2012 Glenn Stephen EDWARDS (Clone of an FSA Approved individual) Storbritannien
28.07.2012 Whitegate Partners Østrig
26.07.2012 Transunion Financial Sverige
26.07.2012 The Kronos Group Sverige
26.07.2012 Eaton Capital Americas Sverige
25.07.2012 Thomas capital Storbritannien
24.07.2012 Morgan Philips Consulting Storbritannien
23.07.2012 Unlawful activities of various websites and entities proposing so-called high yield investments Frankrig
20.07.2012 Investec Asset Management Limited (Clone of FSA authorised firm) Storbritannien
19.07.2012 BlueCrest Wealth (Clone of FSA Authorised Firm) Storbritannien
18.07.2012 Mercer and Associates Limited Storbritannien
17.07.2012 Fairvesta Frankrig
17.07.2012 Hudson Munroe Storbritannien
17.07.2012 Faxtor Securities (Clone of previously FSA EEA Authorised firm) Storbritannien
17.07.2012 Sumitomo Financial Corporation Storbritannien
16.07.2012 Harris Trust Private Wealth Management Storbritannien
16.07.2012 Black River Asset Management (Clone of FSA authorised firm) Storbritannien
13.07.2012 Dawson & Crane Inc. Østrig
11.07.2012 Ace Financial Storbritannien
11.07.2012 Brown and Wenger Consultancy Firm Storbritannien
10.07.2012 Pioneer Global Investments Storbritannien
10.07.2012 Blue Ridge Financial Group Storbritannien
10.07.2012 Blue Ridge Capital Partners Storbritannien
09.07.2012 Blanka Nova (Clone of FSA EEA authorised firm) Storbritannien
07.07.2012 Equicap Corporation Østrig
06.07.2012 Forex investments Frankrig
06.07.2012 Global Investments Ltd. Storbritannien
06.07.2012 Pharma Holdings Storbritannien
05.07.2012 Unicorn Finance Group Storbritannien
05.07.2012 Wells Capital Management Storbritannien
05.07.2012 BlueCrest Capital Management Storbritannien
05.07.2012 Christian Lavigne Storbritannien
03.07.2012 Prime Management Storbritannien
03.07.2012 Eldridge Financial Storbritannien
03.07.2012 NatWest Bank (UK) Limited Jersey
03.07.2012 BI Asset Management Storbritannien
02.07.2012 Arrow Merger Consultants Storbritannien
02.07.2012 Baker & Bains Storbritannien
02.07.2012 International Merger Services Group Storbritannien
02.07.2012 Flaaten Invest AS Norge
28.06.2012 Securities Trading Board (“STB”) Jersey
28.06.2012 www.altainvest.info/Ecominvest.co.uk Slovenien
27.06.2012 Isis Capital Management Storbritannien
26.06.2012 William Blair Capital Partners Storbritannien
26.06.2012 MA CAPITAL PARTNERS Storbritannien
25.06.2012 Daniel Vera Juan Spanien
25.06.2012 Swiss Global Asset Management Storbritannien
22.06.2012 Milestone AMG (Luxembourg) Irland
21.06.2012 Wellington Capital Markets Sverige
20.06.2012 Pacific Tycoon Frankrig
20.06.2012 Springhill Group Storbritannien
20.06.2012 4XCELLENT Ltd. Italien
20.06.2012 FCV Broker Storbritannien
19.06.2012 Profton S.A. („4xfinity“) Østrig
19.06.2012 Global Financial Products Storbritannien
19.06.2012 AOT STOCK SPECIALIST Storbritannien
19.06.2012 AOT EUROPE Storbritannien
18.06.2012 Mitsubishi Finance Storbritannien
18.06.2012 WHITE MARKET, S.L. Spanien
18.06.2012 MICRON ASSOCIATES Spanien
18.06.2012 INVESTMENT OF HERITAGE, S.L. Spanien
18.06.2012 COMFIMO INVERSIONES, S.L. Spanien
18.06.2012 Global Partners Securities (GPS) Sverige
14.06.2012 Ace Financial Sverige
14.06.2012 Strategic Carbon Solutions Ltd. Sverige
12.06.2012 International Mergers & Acquisitions Administration Storbritannien
12.06.2012 Icon Financial Partners Storbritannien
12.06.2012 Murray Merger Group Storbritannien
12.06.2012 BENTALL KENNEDY Storbritannien
08.06.2012 Nagoya Corp Sverige
08.06.2012 Irwin Mitchell Storbritannien
07.06.2012 Pro Smart Advisors Storbritannien
07.06.2012 Global Mergers Corporation Sverige
07.06.2012 Baker & Bains Sverige
06.06.2012 Reliance Capital Storbritannien
06.06.2012 ALLIANZ INTERNATIONAL GROUP/Reliance Capital Storbritannien
05.06.2012 Wilson General Group Ltd. Cypern
05.06.2012 Walker Finance Company Cypern
05.06.2012 Trucker FX Corporations Cypern
05.06.2012 Rice Finance Company Cypern
05.06.2012 Gaston Capital Group Cypern
05.06.2012 Decker Investors Corporation Cypern
04.06.2012 AGsmallcaps Frankrig
04.06.2012 Yorkshire Capital Sverige
04.06.2012 Denhman Ogilvie Sverige
02.06.2012 WFB-Financial Consulting World Ltd. Østrig
31.05.2012 DAVIDSON CAPITAL PARTNERS/DAVIDSON CONSULTANCY Storbritannien
30.05.2012 High Yield Investment Programmes (HYIPs) Frankrig
30.05.2012 Robert Gold IFA Associates Storbritannien
30.05.2012 RG Client Storbritannien
30.05.2012 Kubitz, Gold & Chubb Storbritannien
30.05.2012 Citilife Financial Storbritannien
29.05.2012 Ryan & Mahar LLC Storbritannien
28.05.2012 GLOBAL PLUS INVERSIONES, S.A. (GPI) Spanien
28.05.2012 HARAMI CONSULTORES, S.L. Spanien
24.05.2012 Allianz International Group Storbritannien
24.05.2012 Richard Adamson Storbritannien
24.05.2012 Citilife Financial Limited Irland
24.05.2012 Ventura Capital Consulting Limited Irland
24.05.2012 Russell Acquisition Group Irland
24.05.2012 Giles & Hochman Consulting Irland
24.05.2012 Murray Merger Group Irland
24.05.2012 Campbell Stewart Advisory Storbritannien
24.05.2012 Morgan Philips Consulting Sverige
22.05.2012 Leroy Philips Consulting/Leroy Phillips Consortium Storbritannien
22.05.2012 Shinsei Associates Sverige
18.05.2012 Rowe Allan Mergers and Acquisitions Storbritannien
17.05.2012 Larsson Group Malta
16.05.2012 Alpha Connect Capital GmbH (Clone of FSA EEA authorised firm) Storbritannien
16.05.2012 Adderley Davis & Associates Ltd. Storbritannien
16.05.2012 Pratt International LLC Storbritannien
16.05.2012 Phoenix Investments AG Storbritannien
16.05.2012 Access Broker Incorporated Sverige
15.05.2012 South Atlantic Securities Sverige
15.05.2012 Global Partners EA Sverige
15.05.2012 Trapezitai Credit & Savings Ekonomisk förening Sverige
14.05.2012 Crossbridge Partners Sverige
13.05.2012 Robinson and Schroder Storbritannien
10.05.2012 Yamato Asset Management Co Ltd Storbritannien
10.05.2012 Avalon Consultants Ltd. Storbritannien
09.05.2012 Citilife Financial Storbritannien
09.05.2012 PLUS 500 UK Storbritannien
09.05.2012 Russell Acquisition Group Sverige
09.05.2012 AW Associates Storbritannien
09.05.2012 Peter Daly Storbritannien
09.05.2012 Greenwood Capital Advisors Storbritannien
09.05.2012 Cantor Index/Cantor UK Storbritannien
08.05.2012 Stockholm Savings & Loan Ek. för. Sverige
08.05.2012 Royal Savings & Loan Ekonomisk förening Sverige
08.05.2012 Harris & James Company Ltd Sverige
08.05.2012 Direct Brokers Invest/DB Invest Storbritannien
08.05.2012 Sumitomo Global Norge
07.05.2012 Kingfisher Equities Storbritannien
03.05.2012 Quest Financial (Clone of FSA authorised firms) Storbritannien
03.05.2012 Atlas Consultancy Storbritannien
03.05.2012 Otis KPO, LLC Irland
03.05.2012 Hannover & Rothchild Consultancy (USA) Irland
03.05.2012 Russell Merger Group (Japan) Irland
03.05.2012 Eldridge Financial (Switzerland) Irland
03.05.2012 The Pinnacle Group (Germany) Irland
02.05.2012 Square Mile Financial Storbritannien
02.05.2012 Campbell Merger Solutions Storbritannien
02.05.2012 Bradley King M & A Sverige
01.05.2012 ESPA Financial Storbritannien
30.04.2012 SERVICIOS EUROBROKER 2001, S.L. Spanien
30.04.2012 MERCATRADING INVERSIONES Spanien
30.04.2012 AG-FOREXTRADE.COM Spanien
30.04.2012 Trilogy Investment Funds Plc Storbritannien
25.04.2012 Knightsbridge Advisors Sverige
24.04.2012 IMG Asset Management Storbritannien
24.04.2012 Pelican Trading Group Norge
24.04.2012 Micron Associates Belgien
23.04.2012 INTAX KIKIA, S.L. Spanien
20.04.2012 Welbeck Associates Storbritannien
20.04.2012 BRM International Storbritannien
19.04.2012 Hexagon Financial Storbritannien
19.04.2012 Platform Group Legal Services, PGLS Sverige
19.04.2012 Classicus AG Østrig
18.04.2012 Spencer and Richardson Financial Sverige
18.04.2012 Pelican Trading Group Sverige
18.04.2012 Smith and Lockhart Associates Storbritannien
18.04.2012 ING Investment Management Storbritannien
13.04.2012 Pierce Morgan Trust Management LLC Norge
13.04.2012 Securities Trading Board Norge
12.04.2012 BMC Investment Group Sverige
04.04.2012 Heritage Investment Management Sverige
03.04.2012 Franklin Rankin LLC Sverige
02.04.2012 Johnson McQuade Acquisitions Corp. Sverige
28.03.2012 Micron Associates Norge
22.03.2012 Murray Merger Group Sverige
22.03.2012 United Advisory Partners Sverige
22.03.2012 Parker & Masters LLC Sverige
21.03.2012 Hadley Richards Østrig
21.03.2012 Pearce & Clarke Storbritannien
20.03.2012 RANDISTRANS GROUP Spanien
19.03.2012 Brady & Bell Acquisition Ltd. Sverige
19.03.2012 Massaki, Lane & Associates Sverige
16.03.2012 Michael John Hammond (Clone of FSA Approved Individual) Storbritannien
15.03.2012 Lefroy Hudson Sverige
15.03.2012 Richmond Grant Security & Transfer Inc. Sverige
15.03.2012 MTC Global Financial Services Group / MTC Global Group Sverige
14.03.2012 AIFA Global Market Sverige
14.03.2012 Cruse & Associates Norge
14.03.2012 Monarch Wealth Consultants & Global World Mergers and Acquisitions Irland
13.03.2012 Northern Capital Storbritannien
13.03.2012 UST Financial Services Corp. Sverige
13.03.2012 Sunline Transfer Agents Storbritannien
13.03.2012 Harrison-Stoltz & Associates Storbritannien
13.03.2012 Wellington Management Portfolios Storbritannien
12.03.2012 LJF ASESORES, S.L. Spanien
12.03.2012 Alliance Finance Plc Jersey
12.03.2012 Stateside Capital, LLC Sverige
08.03.2012 Helm Capital Belgien
07.03.2012 Thompson Associates Sverige
07.03.2012 KPR Associates Sverige
07.03.2012 Knowlton Group Storbritannien
06.03.2012 The Bradford Group Storbritannien
06.03.2012 Elliott & Laurence Consultancy Group Irland
06.03.2012 Jones Capital Storbritannien
05.03.2012 Abel Myers Consulting Storbritannien
05.03.2012 R J Haynes & Associates Sverige
01.03.2012 Mont-Bec Asset Management Storbritannien
01.03.2012 EVV Group Storbritannien
28.02.2012 Abacus Financial Management Storbritannien
28.02.2012 Swiss Financial Service Storbritannien
28.02.2012 Quadrant Mergers & Acquisitions Storbritannien
27.02.2012 MC Trading Storbritannien
26.02.2012 Accredited Global Services Group (AGSG) Storbritannien
24.02.2012 Focus Point Capital Belgien
24.02.2012 Turner Financial Inc. Storbritannien
24.02.2012 International Financial Trading Commission Storbritannien
24.02.2012 Greenwyn M&A Storbritannien
22.02.2012 CIB Malta PLC Malta
21.02.2012 Master Life Securities Storbritannien
21.02.2012 Goldwater Global Management Belgien
20.02.2012 The Pinnacle Group Storbritannien
20.02.2012 Grupo Financiero Orión, S.L. Spanien
20.02.2012 Financial Investment Group Spain, S.L. Spanien
17.02.2012 Elliott And Laurence Consultancy Group Storbritannien
17.02.2012 Lakepointe Capital Advisors - Browell Ltd and IRS Clearing Consultancy Belgien
16.02.2012 Universal Liberty Express Bank Belgien
15.02.2012 Harvard Alliance Storbritannien
15.02.2012 Paramount Financial Group Norge
13.02.2012 Prime Solutions, Inc. Storbritannien
11.02.2012 LCB (London City Broker) International, Inc. Østrig
11.02.2012 Grand Financial Management Østrig
10.02.2012 Goldman and Lyle Consulting Group Storbritannien
10.02.2012 Nova Portfolio Management Storbritannien
10.02.2012 Mount Rock Capital Storbritannien
09.02.2012 Bond Asset Management Storbritannien
09.02.2012 Pierce Morgan Capital Management LLC Storbritannien
09.02.2012 Isaac Capital Management Storbritannien
09.02.2012 Credible Solutions Inc. Sverige
08.02.2012 Ferrell & Associate Storbritannien
08.02.2012 Whitestone Financial Planning/WS Financial Planning (Clone of FSA former Appointed Representative) Storbritannien
08.02.2012 Frandistrans Group Storbritannien
08.02.2012 Centrade Management Corp. Sverige
08.02.2012 Pierce Morgan Capital Management Sverige
08.02.2012 Swiss Financial Services Inc. Sverige
08.02.2012 Stern Fisher Edwards Corp. Sverige
08.02.2012 Platinum Account Group Norge
07.02.2012 Franz Watermann AG Belgien
06.02.2012 Asian Capital Group Storbritannien
03.02.2012 Di-La & Thalia Assurances Belgien
02.02.2012 Wellington Management Storbritannien
02.02.2012 Pacific Alliance Mergers & Acquisitions Limited Storbritannien
01.02.2012 Hammond Global Solutions LLC Storbritannien
31.01.2012 LUX Investment Group Østrig
31.01.2012 Werner Group International Belgien
31.01.2012 MMM-2011 Litauen
31.01.2012 Blackstone Royalty Corporation Sverige
30.01.2012 Welborn Capital LLC Storbritannien
30.01.2012 Bellview Financial Storbritannien
26.01.2012 Mathews Merger Management Storbritannien
26.01.2012 Lima Resource Partners Inc. Storbritannien
26.01.2012 Global Equities Capital Markets (Clone of FSA EEA authorised /authorised firms) Storbritannien
25.01.2012 Reliance Asset Management Ltd. Storbritannien
25.01.2012 West Mill Associates Storbritannien
24.01.2012 IBG & Associates Storbritannien
24.01.2012 Manhattan Corporate Transfers Storbritannien
24.01.2012 New Dynamic Group Storbritannien
23.01.2012 Alvaro Gombau Asesores Empresariales, S.L. Spanien
23.01.2012 Lima Resource Partners Inc. Storbritannien
23.01.2012 Cantata Equity Management, LLC Storbritannien
23.01.2012 Synergy Capital, LLC Storbritannien
20.01.2012 Winchester Consultancy Group (USA) Irland
20.01.2012 Salamon & Tate Consulting Group Irland
19.01.2012 Edward Jones Group Storbritannien
19.01.2012 Bingham Consulting Group Storbritannien
19.01.2012 Swiss & Global Asset Management (Clone of FSA authorised firm) Storbritannien
18.01.2012 Mizuho Holdings Headquarters Østrig
18.01.2012 FIMB International Remittance Bank Sverige
18.01.2012 Eldridge Financial Sverige
18.01.2012 B Cooke Ltd. Sverige
18.01.2012 Carbon Wealth Advisors Sverige
17.01.2012 Lux Investment Group Luxembourg
17.01.2012 Global Analytical Solutions Storbritannien
17.01.2012 Litmus Capital Management Group Storbritannien
17.01.2012 East Fund Management Storbritannien
16.01.2012 Sustainable Investment Spanien
14.01.2012 Kayabas Headquarters Østrig
13.01.2012 Equinox Ventures Corporation Sverige
13.01.2012 ALAFX Markets Limited Cypern
12.01.2012 GIGA INVEST (Clone of previously FSA EEA authorised firm) Storbritannien
11.01.2012 Litmus Capital Management Group Storbritannien
09.01.2012 Salamon and Tate Consulting Group Storbritannien
06.01.2012 Fenton Power International Portugal
06.01.2012 Royal Alliance UK Group Portugal
05.01.2012 The Clayton Group Storbritannien
04.01.2012 Connors Thompson Reed Storbritannien
03.01.2012 Capitol Acquisition Management Inc. Storbritannien
03.01.2012 Opes Capital Inc. Storbritannien