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Guidelines


Translated guidelines and circular letters

Number & date

Name

Guideline
no. 81 of
20 September 2010

Guidelines on application for authorisation for acquisition of, or increase in, a qualifying interests (pdf)
Guideline
no. 9451 of
20 June 2007 		Guidelines on adequate base capital and individual solvency needs in pursuance of section 16 of the Executive Order on Solvency and Operating Plans for Insurance Companies (pdf)
Guideline
no. 10116 of
22 December 2006		 Guidelines for Insurance Undertakings pursuant to section 71(1), nos. 1-8 of the Financial Business Act (pdf)
Guidelines
no. 9659 of
14 October 2005
(Excluding minor
amendments) 		Guidelines for Investment Companies pursuant to section 71(1), nos. 1-3 and 5 of the Financial Business Act
Guidelines
no. 9688 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Mortgage-Credit Institutions pursuant to section 71(1), nos. 1-3 and 5 of the Financial Business Act
Guidelines
no. 9685 of
4 November 2005 		Guidelines for Investment Associations, Special-Purpose Associations, Hedge Associations and Approved Restricted Associations pursuant to section 37(1), nos. 1-3 and 5 of the Investment Associations and Special-Purpose Associations as well as other Collective Investment Schemes etc. Act
Guidelines
no. 9684 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Investment Management Companies pursuant to Section 71(1), nos 1-3 and 5 of the Financial Business Act
Guidelines
no. 9681 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Banks pursuant to section 71(1), nos. 1-3 and 5 of the Financial Business Act
Guidelines
no. 9680 of
4 November 2005
(Excluding minor
amendments) 		Guidelines for Insurance Undertakings pursuant to section 71(1), nos. 1-3 and 5 of the Financial Business Act
Guidelines
no. 9664 of
26. October 2005
(Excluding minor
amendments) 		Guidelines on the Technical Basis etc. for Campany Pension Funds
Guidelines
no. 9635 of
14 October 2005 		Guidelines for company pension funds pursuant to section 21a(1), nos. 1 - 3 and 5 of the Supervision of Company Pension Funds Act
Guidelines
no. 9473 of
27 July 2005 		Guidelines on requirements in financial legislation
for fitness and propriety of members of boards of management and boards of directors and requirements for approval of owners of qualifying interests
Consultative
Guidelines
no. 9377 of
30 June 2005
(Excluding minor amendments) 		Calculation of Solvency Need - Consultative Guidelines in accordance with sections 124(3) and 125(5) of the Financial Business Act
Guidelines
no. 9685 of
20 December
2004 		Guidelines for the Executive Order on Good Business Practice for Financial Undertakings
Guidelines
no. 9684 of
17 December
2004
(Excluding minor
amendments) 		Guidelines on market discipline and reporting of regulations for the own funds' part of the realised results in life-assurance companies and lateral pension funds (nationwide occupational pension funds)
Guideline on
Reporting Forms of
25 February 2004 		Guidelines on Reporting Forms for Information on
Capital Position and Risks in Life-Assurance
Companies, Non-Life Insurance Companies, Reinsurance Companies, Lateral Pension Funds (Nationwide Occupational Pension Funds) and Industrial Injury Insurance Companies
Guideline on IT
control and security 		Guidelines on IT control and security
List of securities List of securities which conform to the conditions in Article 22(4) of the UCITS Directive
Guidelines
no. 18 of
7 February 1991 		Guidelines on Application for Licenses by Company Pension Funds

Guidelines
no. 9086 of
21 January 2004
(Excluding minor
amendments)

Guidelines regarding the content of the report of the appointed actuary
Circular
no. 10014 of
25. September
1981 		Circular on term disablement annuity benefits and the position of such contracts in the classification of life-assurance activities which must not be combined with other insurance activities in the
same insurance company
Circular Letter
no. 10032 of
24 November 1983

Circular Letter on Life-Assurance and Pension-Insurance Companies on their Access to Participation in International Pooling Arrangements

Guidelines
no. 9557 of
29 September
2004 		Guidelines regarding the Content of the Appointed Actuary's Report for Indirect Life Assurance

 

 

Created  22.06.2009  Edited  14.12.2010

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